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At the Pleading Stage, Age Discrimination Claimants Need NOT Know the Exact Age of Their Replacement(s)

 

Martinez v. UPMC Susquehanna - Third Circuit Court of Appeals


Facts:  Beginning in 2016, Zeferino Martinez (“Martinez”) began working at a hospital as an orthopedic surgeon on a three year contract.  In 2017, UPMC Susquehanna (“UPMC”) bought and took over the hospital where Martinez worked.  At the time, Martinez was told he would continue with his contract.  However, not long after, UPMC terminated Martinez.  The explanation for the termination was that UPMC was “moving in a different direction and [Martinez’s] services were no longer needed.”  At the time of his termination, Martinez was 70 years old.

Soon after Martinez’s termination, UPMC hired two new doctors who took over some of Martinez’s job functions.  Both doctors were “significantly younger”, “less qualified”, and “less experienced” than Martinez.  UPMC also posted an opening for an orthopedic surgeon.  Despite applying for the position several times, Martinez never got a response.

Martinez subsequently sued UPMC under the Age Discrimination in Employment Act and Pennsylvania Human Relations Act on the grounds that he was terminated and not rehired because of his age.  The district court granted UPMC’s motion to dismiss on the grounds that Martinez could not just allege his replacements were “substantially younger” because that was a legal conclusion, not a factual allegation that must be taken as true.  As a result of Martinez’s amended complaint not specifying the age of the doctors that were hired following his termination, the district court held it could not infer age discrimination.  Martinez appealed to the Third Circuit Court of Appeals.

Holding:  The Court of Appeals began its analysis of the appeal with a recognition that to survive a motion to dismiss, a complaint need not be detailed.  Rather, a complaint (or amended complaint for that matter) needs “a short and plain statement of the claim showing that the pleader is entitled to relief.”  That statement must contain “enough facts to state a claim to relief that is plausible on its face.”

While an age discrimination claimant has varying levels of what facts must be proven to prevail at trial and survive summary judgment, for purposes of this case brief, we will look at what Martinez must have established to survive a motion to dismiss.  At the motion to dismiss stage, an age discrimination claimant need only allege enough facts to “raise a reasonable expectation that discovery will reveal evidence of [each] necessary element.”  However, a claimant cannot survive dismissal just by alleging the conclusion to an ultimate legal issue.  In an age discrimination suit, the legal conclusion that a claimant needs to win is that the employer took the adverse action because of the claimant’s age.  The replacement’s exact ages a not ultimate issues or legally mandated elements.  Rather, no minimum age gap is needed to find that the replacement is “sufficiently younger.”

In this case, the Court held that Martinez alleged a commonsense fact:  That UPMC replaced Martinez with “significantly younger” employees.  The factual allegations included in Martinez’s complaint were found to have established a prima facie case of age discrimination.  Although Martinez did not allege the specifics of his replacements (such as their ages or their exact job responsibilities), that was not yet needed at this stage of litigation.  Instead, the facts alleged in Martinez’s complaint put UPMC on notice of the basis of the suit.

Judgment:  The Third Circuit Court of Appeals reversed the dismissal of a former employee’s age discrimination suit on the grounds that the factual allegations in his complaint put his former employer on notice of the basis of the suit and did not need to specifically state the age (or job responsibilities) of his replacements.

The Takeaway:  I flag this opinion for several reasons, namely with a nod to the Court’s recognition of the varying degrees of what must be proven in different stages of litigation to  allow an age discrimination claimant to proceed ahead with his/her suit.  Had UPMC filed a motion for summary judgment, the allegations in Martinez’s complaint that his replacements were “significantly younger” than him likely would have been insufficient.  Likewise, if a claim that his replacements were “significantly younger” was all that Martinez had to hang his hat on at trial, I doubt he would have met his burden at that stage of litigation.

However, as the Court of Appeals pointed out, Martinez’s claim that his replacements were “significantly younger” than him was enough to put UPMC on notice of the basis of his age discrimination suit.  As UPMC would know the exact age of Martinez’s replacements (and other details about them), discovery would allow Martinez to uncover those and other pertinent details.  While the Court’s ruling here should not be taken as a green light to gloss over the details in a complaint and forgo any basis for establishing a claim at the outset of litigation, the Court has made it clear that not every detail need be set out so long as there is enough “meat” to put the other side on notice of the basis of the claim.

Majority Opinion Judge:  Judge Bibas

Date:  January 29, 2021

Opinion:  https://www2.ca3.uscourts.gov/opinarch/192866p.pdf

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